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HomeMy WebLinkAboutFY Ended September 30, 1989TABLE OF CONTENTS Reoort of independent auditors Financial section Combined balance sheet - all fund types and account groups Combined statement of revenues, expenditures, and changes in fund balances - all governmental fund types Combined statement of revenues, e.xpenditures, and changes in fund balances - budget and actual - General Water and Sewer Fund Notes to combined financial statements Su~~lementan schedules Analysis of changes in cash and temporary investments - all Funds General long-term debt service requirements - by years Analysis of changes in general long-term debt Schedule of temporary investments Analysis of taxes receivable Analysis of organizational costs Schedule of notes payable Analysis of changes in general fixed assets Comparative statement of revenues and expenditures - five years Insurance coverage Board members, key administrative personnel and consultants Questio~aire to be completed by auditor Certificate of the Board of Directors CERTIFIED PUBLIC ACCOUNTANTS 3015 WEST FIFTH STREET FORT WORTH, TEXAS 76107 8171338-0061 DAVID E WELCH JAMES L BUXTON RANDAL R BOYTS INDEPENDENT AUDITORS' REPORT Board of Directors Trophv Club Municipal Utility District No. 1 ~ro~h; Club, Texas We have examined the accompanying combined financial statements of Trophy Club Municipal Utility District No. 1 at September 30, 1989, and for the year then ended listed in the foregoing table of contents under the caption "Financial Section". Our examination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. In our opinion, the combined financial statements referred to above present fairly the financial position of Trophy Club Municipal Utility District No. 1 at September 30, 1989, and the results of its operations for the year then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the preceding year. Our examin~tion was made for the purpose of forming an opinion on the combined financial statements, taken as a whole. The accompanying supplementary schedules listed in the table of contents, pages 17 through 36, are presented for purposes of additional analysis and are not a required part of the combined financial statements. Such information has been subjected to the auditing procedures applied in the examination of the combined financial statements and, in our opinion, is fairly stated in all material respects in relation to the financial statements taken as a whole. November 10, 1989 'TIIOPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 COMBINED BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS September 30, 1989 Totals Governmental fund tvnes Account - grouns (nieniorandum onlv) General Debt Capital General General Year ended Year ended Water and Service Projects fied long-term September 30, September 30, ASSETS Sewer Fund Fund Fund assets debt 1989 1988 Current assets Cash: Unrestricted cash $240,404 $ 92,226 $ - $ - $ - $ 332,630 $ 453,606 Restricted cash 59.502 78.403 . - 137.905 81.592 Total cash 299.906 170,629 - - - 470,535 535.198 'I'eniporary investments, at cost: Unrestricted 302,891 - 302,891 325,000 Restricted - - - - - 12.500 Total temporary investments 302.891 - - - - 302.89 1 337.500 Total cash and temporary investments 602,797 170.629 773.426 872,698 Accounts receivable and accrued revenue, less allowance for doubtful accounts of $34,066 in 1989 and $8,899 in 1988 177,017 131,582 - - - 308,599 268,240 Interfund receivables - - - - 2,946 Total current assets 779.814 302.21 1 - - 1,082.025 1.143.884 General fixed assets (Notes 3, 4 and 8) - - - 7.725.900 - 7,725.900 7.489.202 Intangible and other assets - 148.969 - - - 148.969 157.481 Provision for bonded deb1 Amount to be provided for retirement of general long-term debt - - - 5.544.750 5.544.750 5.575.500 Total assets $779.814 $451_,180 $ $7.725.900 $5.544.750 $14,501,644 $14,366,062 TROI'I-IY CLUB MUNICIPAL UTILITY DISTIilCT NO. I COMBINED BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS September 30, 1989 Totals Governmental fund tvnes Account erouos - (memorandum onlv) General Debt Capital General General Year ended Year ended Water and Service Projects fixed long-term September 30, September 30, LIABILITIES Sewer Fund Fund Fund assets debt I989 1988 Current liabilities Accounts payable and accrued expenses $336,033 $ 13,518 $ - $ - $ - $ 349,551 $ 453,199 Refundable deposits 59,502 - - - 59,502 67,722 Interfund payables - - - - - - 2,936 Total current liabilities 395.535 13.518 - - 409,053 523.867 note^ navable - - - 33.750 33.750 40,500 Deferred income . 38.127 - - 38.127 91,634 Bonded debt oavahle (Note 5) - - - 5.51 1.000 5.51 1.000 5,535.000 Total liabilities 395,535 51.645 - - 5,544,750 5.991.930 6.191.001 Commitments (Note 7) FUND EOUITY Investment in general fixed assets - . - 7,725,900 - 7,725,900 7,489,202 Fund balances: Reserved for customer deposits 59,502 - - - - 59,502 67,722 Reserved for debt service 399,535 . - 399,535 273,256 Unrestricted 324.777 - - - - 324,777 344.886 Total Fund balances 384.279 399,535 - - - 783.814 685.864 Total equity 384.279 399.535 - 7.725.900 - 8,509.714 8.175.066 Total liabilities and Fund equity $779.814 $451,180 $ - '7.725.900 $5.544.750 $14,501,644 $14,366,067 See accompanying notes. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CI-IANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES Year ended September 30, 1989 Governniental fund tvoes Totals (memorandum onlv) General Debt Capital Year ended Year ended Water and Service Projects September 30, September 30, Sewer Fund Fund Fund 1989 1988 Revenues Service revenues (Note 6) $1,089,259 $ - $ - $1,089,259 $1,065,028 Tap connection revenues 10,510 - - 10,510 12,600 Tax revenues (Note 9) 134,900 646,999 - 781,899 685,984 Penalty revenue 26,759 29,868 56,627 58,511 Miscellaneous 21,467 - 21,467 16,798 Interest on temporary investments 70,859 31,987 . 102,846 65,811 Special assessments - - - - Total revenues 1.353.754 708.854 2.062.608 1.904.732 Exoenditures Bulk water purchase 289,103 - . 289,103 226,250 Payroll expenses 367,246 - 367,246 362,782 Employee benefits 47,450 47,450 38,608 Professional fees 93,256 - 93,256 92,748 Capital o~itlay 236,698 - 236,698 63,384 Utilities 168,615 168,615 165,798 llecurring operating expenses 267,669 - 267,669 235,615 Tax assessor-collector 17,145 - 17,145 25,198 Miscellaneous 20,901 20,901 - TROPI-IY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES Year ended September 30, 1989 (Continued) Expenditures - continued Debt service: Principal retirement Interest and fiscal charges Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Proceeds of p~~hlic property finance obligations Operating transfers in Operating transfers out Transfers from other municipal utility districts Total other financing sources (uses) Excess (deficiency) of revenues and other financing sources over expenditures and other uses Fund balances at beginning of year Fund balances at end of year Governmental fund tvpes General Debt Capital Water and Service Projects Sewer Fund Fund Fund Totals (memorandum onlv) Year ended Year ended September 30, September 30, 1989 1988 See accompanying notes. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - GENERAL WATER AND SEWER FUND Year ended September 30, 1989 General Water and Sewer Fund Variance favorable - Budget Actual (unfavorable) Revenues: Water and sewer service (Note 6) Inspection and tap fees Ad valorem tax revenues Interest income Bond proceeds Miscellaneous and carryover Total revenues Expenditures: Water and Sewer Department: Salaries, wages, benefits and taxes Water purchases and power (water, sewer, utilities and telephone) Consumable supplies Maintenance and repairs Capital expenditures Other expenses Total Water and Sewe~ Department Administrative: Salaries, wages, benefits and taxes Professional fees: Legal Accounting and auditing Engineering Maintenance Contract labor Printing and office supplies Postage Utilities and telephone Insurance and bonds TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - GENERAL WATER AND SEWER FUND Year ended September 30, 1989 (Continued) General Water and Sewer Fund Variance favorable - Budget [unfavorable) Expenditures: (continued) Administrative: (continued) Travel and seminars Tax office contract services Legal notices and publications Repairs and maintenance Capital expenditures Other expenses Total administrative Fire Department: Salaries, wages, benefits and taxes Utilities and telephone Dispatch Note payments Schools and training Uniforms Fuel and supplies Insurance and bonds Capital expenditures Other e.xpenses Total Fire Department Total expenditures Excess (deficit) of revenues over expenditures Fund balances at beginning of year Fund balances at end of year See accompanying notes. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 1. Surnrnarv of account in^ policies a. Re~ortine entity - All pertinent documents, transactions, contracts, and correspondence with other governmental agencies were reviewed to determine the reporting entity. Based upon this review, only the activities of the Trophy Club Municipal Utility District No. 1 are included in this report. b. Description of funds -The District has established a number of funds, in conformance with generally accepted accounting principles and the recommendations of the National Council on Governmental Accounting, for the purpose of accounting for transactions in compliance with legal requirements. Funds and account groups in use by the District in accounting for its financial activities are as follows: Governmental funds General Water and Sewer Fund - To account for all of the general water and sewer revenue of the District not specifically levied or collected for other District funds, and for expenditures related to the maintenance of operations. Debt Service Fund - To account for the source and disposition of funds for paying interest and principal on general long-term debt. Capital Proiects Fund - To account for the acquisition of capital facilities being financed £rom bond proceeds. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STAEMENTS September 30, 1989 1. Summarv of accounting policies (continued) Account groups General Fixed Assets Accounts - To account for property and equipment of the District. General Long-term Debt Accounts - To account for the unrnatured principal of outstanding bonds. c. Basis of accounting - The District maintains its accounting records on the modified accrual basis whereby revenues and expenditures are recognized in the accounting period in which they are earned or incurred with the exception of interest on general long-term debt, which is recognized when due and taw revenues, which are recognized when received. d. Property, plant and equipment - Property, plant and equipment is recorded at cost when acquired. General fixed assets are recorded as expenditures in the General Water and Sewer Fund and Capital Projects Fund at the time of purchase and are capitalized in the General Fixed Assets Account group. Costs related to repairs and maintenance are recorded as expenditures. Significant renovations and improvements are capitalized. e. Investments - Lnvestments are carried at cost, which approximates market. The District's intent is to hold these investments until maturity. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 1. Summary of accountinc. policies (continued) f. Total columns on combined statements - Total columns on the combined statements are captioned "memorandum only" to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted accounting principles. Neither are such data comparable to a consolidation. Interfund eliminations have not been made in the aggregation of these data. g. Retirement plan - The District adopted a defined contribution retirement plan in 1984. Under the terms of the plan, a certain percent of eligible salaries is contributed to the plan. 2. Creation of district - Trophy Club Municipal Utility District No. 1 was created by an order of the Texas Water Commission on March 4, 1975, and confirmed by the electorate of Trophy Club Municipal Utility District No. 1 at a confirmation election held on October 7, 1975. The Board of Directors held its first meeting on April 24, 1975, and the first bonds were sold on June 8, 1976. 3. Bond interest - In accordance with the bond resolution dated October 29, 1975, a portion of the bond proceeds was deposited into the Debt Service Fund For the payment of bond interest during the construction period. This bond interest has been capitalized as an organizational cost for the construction period. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 4. Organizational costs - The District, in conformance with requirements of the Texas Water Commission, capitalized and charged to organization costs, for the creation period, all costs incurred in the creation of the District allowed by statute. The Texas Water Commission also requires capitalization as organizational costs for the construction period all costs incurred in the issue and sale of bonds, bond interest and amortized bond premium and discount, losses on sales of investments, accrued interest on investments purchased, attorney fees and some administrative expenses until construction and acceptance or use of the first revenue producing facility has occurred. As the District purchased its facilities already completed by the developer, only those costs funded by bond proceeds were capitalized. 5. General lone-term debt - At September 30, 1989, the District's long-term debt consisted of: Range of General interest long-term Current Long-term Maturity rates debt maturities maturities Water works and sewer system combination unlimited tax and revenue Serially bonds series through 5.50 - 1987 2007 8.60 $5,385,000 $163,000 $5,222,000 Public Property Finance con- Serially tractual obli- through 7.60 - oations 1989 1999 9.00 126.000 8,000 118.000 TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 5. General lonrr-term debt (continued) A schedule of bond maturities for the next five (5) years is as follows: Tax and Tax and revenue bonds revenue bonds Year Series 1989 Series 1987 Total 1990 $ 18,199 $ 570,438 $ 588,637 1991 18,434 571,137 589,571 1992 18,579 575,990 594,569 1993 18,634 574,650 593,284 1994 18,599 572,395 590,994 Thereafter 91.835 7.470.680 7.562.515 Less interest - Principal Tax and revenue bonds authorized and unissued as of September 30, 1989, amounted to $5,579,217. The bonds are payable from the proceeds of an ad valorem tax levied upon all property subject to taxation within the District, without limitation as to rate or amount, and are further payable from and secured by a lien on and pledge of the net revenues to be received from the operation of the District's waterworks and sanitary sewer system. The provision of the bond resolutions relating to debt service requirements have been met and the cash allocated for these purposes is sufficient to meet debt senrice requirements for the fiscal year ended September 30, 1989. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 5. General lono-term debt (continued) The outstanding bonds are callable for redemption prior to maturity at the option of the District. The bonds may be called in whole or in part for the purpose of retirement or refunding, or both, at par in addition to unpaid accrued interest. 6. Water and sewer service rates - The Trophy Club Municipal Utility District No. 1 has established the following water and sewer service rates: Tap fee $350.00 Sewer inspection fee 25.00 Water service only: Treated water: First 4,000 gallons of water used - minimum bill Each additional 1,000 gallons of water used thereafter Each 1,000 gallons of water used in excess of 25,000 Untreated water - each 1,000 gallons of water used Irrigation water - each 1,000 gallons of water used Standby fee per month Sewer charge per month - minimum bill Sewer charge per month - maximum bill Each 1,000 gallons of water used - in excess of 4,000 TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 7. Commitments -The District has an agreement with a developer whereby the developer awards contracts and makes progress payments to independent contractors for the construction of works, improvements, facilities, plants, equipment and appliances necessary to provide a waterworks system, sanitary sewer system, storm sewer and drainage system within said District. Upon the completion of a project and the authorization of a bond issue, the District is obligated to reimburse a percentage of the total cost of the project plus accrued interest from the date of the progress payments to the developer. During 1988, the District made application with the Texas Water Commission to sell up to $1,587,000 in bonds. The actual amount has not been determined. 8. Chanees in general fixed assets - A summary of changes in general fixed assets follows: Balance Balance September 30, Additions September 30, 1988 (deletions) 1989 Land Buildings Water system Sewage system Drainage system hlachine and equipment Autos and trucks Furniture and fixtures Engineering fees Capitalized construction period costs Construction in progress "Expenditures from general water and sewer fund TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 9. Property taxes - Property taxes attach as an enforceable lien on property as of January 1, are due October 1, and become delinquent the following February 1. Property taxes for the District are not limited as to rate or amount. The District's current tax rate is $.349 per $100 of assessed valuation, which is approximately one hundred percent (100%) of actual value. 10. Retirement plan - The District, Denton County Municipal Utility District No. 11, Denton County Municipal Utility District No. I11 and the developer participates in a defined contribution retirement pension plan. All full time employees twenty-one (21) years old or older are covered after a preliminary period. Vesting starts after four (4) years. 11. Joint venture - The District and various developers are joint venturers in various assets used to provide water and sewer services to persons who live in Trophy Club, Texas. Ownership of the assets is as follows: District MUD 2 MUD 3 Developer ~ercent Dercent Dercent ~ercent Land on which treatment plant is located 67.14% 0.0% 5.7 %' 27.16% Water plant 40.92 0.0 27.97 31.11 Twenty-one (21) inch Fort Worth water he 23.48 0.0 17.12 59.4 Elevated tank 43.99 0.0 0.0 56.01 OriGnal trenlment plant 67.14 0.0 20.64 U.22 Expanded treatment plant 0.0 0.0 0.0 100.00 The Developer and the Districts have an agreement making the District the managing district. The District prepares and administers the budget and financial responsibilities, with the Developer and the other districts reviewing and consenting to same. * In escrow but not paid yet. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 NOTES TO COMBINED FINANCIAL STATEMENTS September 30, 1989 11. Joint venture (continued) The Developer has agreed that any net revenues belong to the districts using the system. Based upon this arrangement, the entire project is included in the records of the District and all financial data is included in the financial section of the report, thus it is not included here. Joint venture debt is secured by tax revenues from the residents. The Developer has funded its share of the joint venture. In the event that the other municipal utility districts using the system sell bonds, the Developer will sell its interest to those districts. 12. Extinguishment of debt - During 1987, the District issued bonds in the amount of $5,675,000. The proceeds, along with cash on hand in the Interest and Sinking Fund, were used to extinguish the three (3) existing outstanding bond issues. Funds so deposited in an irrevocable trust are adequate to fund principal and interest payments until the remaining bonds are callable. At that time, all outstanding bonds will be retired. At September 30, 1989, $5,980,000 in bonds were outstanding. 13. Subsequent event - The District has initiated negotiations to acquire ownership in the treatment plant in excess of the original agreement. This excess ownership will be purchased from the Developer when contract negotiations are completed. SUPPLEMENTARY SCHEDULES TIZOPI-IY CLUB MUNICIPAL UTlLlTY DISTRICT NO. I ANALYSIS 01; Cl-IANGES IN CASH AND TEMPORARY INVESTMENTS - ALL I'UNIIS Year ended September 30, 1989 Totals (men~orantlum onlv) General Debt Year ended Year ended Water and Service September 30, September 30, Sewer Fund Fund 1989 1988 Sources of cash and temporan, investments: Cash receipts from revenues Cash transfers from other funds Refundable deposits Proceeds from sale of bonds Total cash and temporary investments provided Applications of cash and temporarv investments: Cash disbursements for current expenditures Cash transfers to other funds Payment of bond principal Refi~nd of customer deposits Purchase of fixed assets by General Water and Sewer Fund Total cash and temporary investments applied Increase (decrease) in cash and temporary investments Cash and temporary investment balances, beginning of year Cash and temporary investment balances, end of year TROPHY CLUB MUNICIPAL UTILlTY DISTRICT NO. 1 GENERAL LONG-TERM DEBT SERVICE REQUIREMENTS - BY YEARS Year ended September 30, 1989 Series 1987 Series 1989 Duc during fiscal years Principal Interest due Principal Interest due Total annual cnding due March and due January and requirements Se~tcmbcr 50 Seotember 1 Se~tember 1 Total Januarv 1 July 1 Total all series Cash and temporary investment balances at September 30, 1988: Debt Service Fund Cash and temporary investment balances at September 30, 1989: Debt Service Fund Interest rate AYALYSIS OF CHANGES IN GENERAL LONG-TERM DEBT Year ended September 30, 1989 Bond issues Series Series 1989 1987 Total Dates interest payable 1/1;7/1 3/1;9/1 Maturity dates Bonds outstanding at beginning of current year $ - $5,535,000 $5,535,000 Bonds sold during current year Retirements: Principal 150,000 150,000 Bonds outstanding at end of current year 126,000 Retirements: Interest 5,279 424,062 429,341 Paying agent's name and address Series 1989 and Series 1987: NCNB of Texas, Fort Worth, Texas Bonds voted: Bonds approved: Bonds sold: TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 SCHEDULE OF TEMPORARY INVESTMENTS Year ended September 30, 1989 Accrued interest Identification Balances receivable or certificate Interest Maturity at end at end Funds number rate date of vear of vear General Water and Sewer Fund Certificate of deposit Certificate of deposit U. S. Treasury Bill TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 ANALYSIS OF TAXES RECEIVMLE September 30, 1989 Operations and Maintenance Taxes Total T&xes receivable at beginning of year $ 15,241 $ 76,393 $ 91,634 1988 tax roll 98.437 602.521 700.958 Total to be accounted for 113,678 678,914 792,592 Less collections: Current year 96,417 590,306 686,723 Prior years 11.437 56,305 67,742 Taes receivable at end of year $ 5.824 $ 32.303 $ 38,127 Tues receivable by years: 1980 $ 42 $ 353 $ 395 1981 112 420 532 1982 - 235 235 1983 23 336 359 1984 105 1,544 1,649 1985 109 1,605 1,714 1986 2,500 8,336 10,836 1957 864 6,806 7,670 1988 2.069 12.668 14.737 $ 5.824 $ 32.303 $ 38,127 Property valuations: Five years ended September 30. (in thousands except for tax roll amount) 1989 1988 - 1987 - 1986 - 1985 Land $ 54,000 $ 43,998 $ 33,704 $ 32,332 $ 21,235 Improvements 144,964 113,125 102,062 84,646 73,070 Personal property 2,750 2,508 3,018 2,427 2,113 Exemptions (13) .-...fG) (17) (17) /17) Total property valuations $201,701 $159.616 2133,767 $119,388 $ 96.401 Tu rate per $100 valuation %0.349 u $0.598 - $0.598 $0.598 - Tax rolls (total) - $700.958 $665.599 $829.827 $713,943 $576.484 For the year ended September 30, 1989: All ta~es Percent of current taxes collected to current taxes levied 95% Percent of current and delinquent taxes collected to current and delinquent taxes outstanding at beginning of tax year SiLTo TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 ANALYSIS OF ORGANIZATIONAL COSTS Year ended September 30, 1989 Balances at beginning of year Balances at end of vear Additions (decreases) Organizational costs - creation period Engineering and surveys Filing fees, licenses, legal notices and permits Legal fees Director fees and per diem Other costs Total organizational costs - creation period Organizational costs - construction ~eriod Legal fees Financial consulting fees Operating expenses Bond interest expense Amortized bond discount Total organizational costs - construction period Total organizational costs Amounts provided: For district organizational costs - creation period by construction fund For district organizational costs - construction period: By Capital Projects Fund By Debt Service Fund Total district organizational costs - construction period Total provided TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 SCHEDULE OF NOTES PAYABLE September 30, 1989 Payable Accrued Interest Maturity at end interest rate date - of vear on notes General lone-term debt: FblC Corporation 7.2% 6-25-95 $ 33.750 $ - Totals - All funds $ 33.750 $ TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 ANALYSIS OF CHANGES IN GENERAL FIXED ASSETS Year ended September 30, 1989 General fixed assets: Land Buildings Water system Sewage system Drainage system Machinery and equipment Autos and trucks Furniture and fivtures Engineering fees Construction in progress Additions provided by: Debt Service Fund Contributions by developer Contributions by General Water and Sewer Fund Balances at beginning of year Additions (deletions) Balances at end of vear wmo-om m m i vi 69 mwi CQC - mmm mn N w W 'I'IZOPI-IY CLUB MUNICIPAL UTILITY DISTIZICT NO. 1 Dcht Service Fund revenues Tax rcvenues Penalty and interest lnlerest on investments Miscellaneous Total Debt Service Fund revenues CO~JIPARATIVE STATEMENT OF REVENUES AND EXPENDITURES Years ended September 30, 1989, 1988, 1987, 1986 and 1985 (Continued) Amount Percent of fund total revenue Year ended Year ended Seotember 30. September 30, 1989 - 1988 1987 2986 1985 1989 1988 1987 1986 1985 - ----- I)cl)t Service Fund exncndiiures Tax colleclion cxpcndilures Capital outlay Deb1 service: Principal r~t. a ~rernent Intcrest and fiscal charges Total Debt Service Fund expendilures Exccss (deficiency) of Debt Service Fund rcvenues over exnenditures TIIOPI-1Y CLUB MUNICIPAL UTILITY DISTRICT NO. 1 Caoital Proiecls Fund Revenue Miscellaneous expenses COMPARATIVE STATEMENT OF REVENUES AND EXPENDITURES Years ended September 30, 1989, 1988, 1987, 198(j and 1985 (Continued) Amount Percent of fund total revenue Year ended Year ended Seutember 30. Seuternber 30, 1989 - - 1988 1987 - 1985 ----- 1989 1988 1987 1986 1985 Total Capital Projecls Fund expenditures 42 - 42.873 Excess (deficiency) oi Capital Projects Fund rcr2enues over exnendirures $ $ - $ 2,973 $ 23,723 $ (38,793) Average arinual debt service rcquirenient Cur unpaid principal and interest $ 584,421 $ 574,176 $ 574,056 $ 650,655 $ 654,453 Excess revenues frorn General Fund and Debt Service Fund before expenditures for debt service 475,481 694,349 938,446 589,196 604,380 Coverage (excess revenues as adjusted divided by annual deb[ service requirement) 0.81 1.21 1.63 0.91 0.92 Number of water and sewer connections 31 end of year Total aniount of watcr billed to customers (in thousands of gallons) 344,356 351,730 272,206 258,324 269,208 ToVal amount of water pumped into system (in thousands of gallons) 437,313 404,147 282,795 290,960 266,765 (1) Percentage of water billed to water pumped 78.7% 87.0% 96.3% 88.8% 100.9%(l) (1) During 3985 and 1989, the calibration equipment had mechanical maliunctions. As a resull, the totals of waler pumped inlo Lhc syslcm arc not correct. X ""222 5 Smm aaaac E E 3 S6 OUUUO ~2 1 $ g- 8" 4 8" 3 N- 8 +- 8- 1- - - Yt - iff iff TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 BOARD MEMBERS. KEY ADIvIINISTRATIVE PERSONNEL AND CONSULTANTS September 30, 1989 Complete district mailing address: 100 Municipal Drive, Trophy Club, Texas 76262 District business telephone number: (817) 430-1911 Term of Fees office elected and expense Resident and expires or reimbursement of Name and address date hired 09-30-89 Title at vear-end District? Board members Jerome 13. Svore 250 Oak Hill Drive Trophy Club, Texas 76262 04-56/04-90 $ 950 President Yes John V. Peters 402 Hilltop Trophy Club, Texas 76262 04-56/04-90 $ 800 Vice-president Yes Constance S. White 119 Trophy Club Drive Trophy Club, Texas 76262 04-86/04-90 $ 950 Secretary-Treasurer Yes David A. Weaver 109 Inverness Trophy Club, Texas 76262 05-58/05-92 tF 950 Director Yes Ted Neidenberger 1033 Sunset Drive Trophy Club, Texas 76262 05-88/05-92 $ 950 Director Yes Key administrative personnel Thomas R. Pine 1005 Western Trail Keller, Texas 76248 04-15-86 $ 42,990 General Manager No TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 BOARD IVIEMBERS. KEY ADMINISTRATIVE PERSONNEL &IUD CONSULTAYTS September 30, 1989 (Continued) Term of Fees office elected and expense Resident and expires or reimbursement of Name and address date hired 09-30-89 Title at vear-end District? Consultants Denton County Appraisal District P. 0. Box 2816 Denton, Texas 04-01-81 $ 8,860 Assessor No Donna Welsh P. 0. Box 130 Trophy Club, Texas 76262 12-01-87 $ 8,000 Tax Collector Yes Godfrey, Decker, McMackin, Shipman, McClane & Bourland 3200 Continental Plaza Fort Worth, Texas 76102 Inception $ 30,304 Legal Counsel No Phillips and Welch, P.C. 3015 West Fifth Street Certified Public Fort Worth, Texas 76107 03-31-83 $ 8,675 Accountants No Carter Sc Burgess 1100 Macon Street Consulting Fort Worth, Texas 76102 19 83 16 29,503 Engineers No Note: No director has any business or family relationships (as defined by the Texas Water Code) with major landowners in the District, with the District's developer or with any of the District's consultants. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 QUESTIONNAIRE TO BE COMPLETED BY AUDITOR Year ended September 30, 1989 1. On the following chart, provide the appropriate check marks for each listed accounting record. Under the "USED?" block for each record indicate either ''NO" (it is not used) or 'YES" (it is used). Under the "HOWKEPT?" block indicate if records are maintained manually, by hand, or if data are input to a computer. Under the "WHEN UPDATED?" block show how often entries are made to each record. If entries are made less often than monthly, write in the frequency under "HOW OFTEN?". Indicate who provided the information for the table below: Becky Thurston USED? HOW KEPT? WHEN UPDATED? BY BY HOW RECORD -- NO YES - HAND COMPUTER DAILY WEEKLY MONTHLY Description of accounts Chart of accounts General journal Cash receipts journal Cash disbursements journal Check register General ledger Customer subsidiary ledger Fived assets ledger Bank reconciliation Trial balance 2. Does the district use double entry accounting? 3. What is the usual location of the accounting records? 100 Municipal Drive, Trophy Club, Texas 4. Did you identify, during the course of your examination of the financial statements of the water district, any areas pertaining to accounting matters in which action should be taken by the Board of Directors of the water district? Yearly X X If Yes is checked for Question 4, have these topics been discussed in a )Management Letter to the water district's Board of Directors? TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 QUESTIONNAIRE TO BE COMPLETED BY AUDITOR Year ended September 30, 1989 (Continued) 5. Did you obtain representation from the Board of Directors of the water district that all records of the water district were made available to you for your examination? 6. Did the water district: a. Use the Capital Projects Fund and Debt Service Fund only for purposes authorized by the Board of Directors of the water district and/or within the provisions of the applicable bond resolutions? b. Properly escrow the required amount of cash as prescribed by the Texas Water Commission or disburse the escrowed cash according to the terms prescribed by the Texas Water Commission? c. Do business only with firms or corporations in which members of the Board of Directors had no pecuniary interest? d. Observe the conditions for obtaining grants, gifts, etc., or observe agreements with governmental agencies for the purpose of securing funds or services? e. I-Iave a contract for Social Security coverage for its employees with the Texas Employees Retirement System? f. Make remittances of Social Security taxes according to the terms of the contract for Social Security coverage with the Social Security Division of the Texas Employees Retirement System? g. Deposit receipts to the proper Funds kept by the approved depository bank? 11. Draw checks only on funds approved by the Board of Directors and signed by authorized personnel? X - - YES NO X - - YES NO X - - YES NO X - - YES NO 111 - YES NO X - - YES NO X - - YES NO X - - YES NO X - - YES NO (1) No intergovernmental transactions TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. I QUESTIONNAIRE TO BE COMPLETED BY AUDITOR Year ended September 30, 1989 (Continued) 7. Note: A manauement letter is an audit scope requirement of 4 the Water Distnct Accountine Manual. a. The date of the most recent management letter was November 28, 1989. b. Were recommendations explained to and discussed with administrative officials of the water district? c. Is there evidence indicating that the previous year's recommendations have been or are being implemented? 8. The Texas Water Code makes specific provisions relating to security provided by depository banks. After consideration of the applicable laws pertaining to the specific water district, did the depositoq bank provide adequate security of the correct type? Please indicate for depository: a. The name of the depository bank - Northwest Bank b. Amount of F.D.I.C. coverage (if member bank) c. Amount of bond or other security pledged as of the end of the fiscal period (par value) d. Largest cash balance e. Date of largest cash balance f. The amount of bond or security pledged at the time of the largest cash balance (excluding F.D.I.C. coverage) a. The name of the depository bank - First National Bank of Grapevine b. Amount of F.D.I.C. coverage (if member bank) c. Amount of bond or other security pledged as of the end of the fiscal period (par value) d. Largest cash balance e. Date of largest cash balance f. The amount of bond or security pledged at the time of the largest cash balance (excluding F.D.I.C. coverage) X - - YES NO X - - YES NO X - - YES NO NONE $ 86.285 01/26/89 NONE TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 QUESTIONNAIRE TO BE COMPLETED BY AUDITOR Year ended September 30, 1989 (Continued) a. The name of the depository bank - AMBC Grapevine b. Amount of F.D.I.C. coverage (if member bank) c. Amount of bond or other security pledged as of the end of the fiscal period (par value) d. Largest cash balance e. Date of largest cash balance f. The amount of bond or security pledged at the time of the largest cash balance (excluding F.D.I.C. coverage) a. The name of the depository bank - ABC Riverside Bank, Fort Worth b. Amount of F.D.I.C. coverage (if member bank) c. Amount of bond or other security pledged as of the end of the fiscal period (par value) d. Largest cash balance e. Date of largest cash balance f. The amount of bond or security pledged at the time of the largest cash balance (excluding F.D.I.C. coverage) a. The name of the depository bank - NCNB Texas b. Amount of F.D.I.C. coverage (if member bank) c. Amount of bond or other security pledged as of the end of the fiscal period (par value) d. Largest cash balance e. Date of largest cash balance f. The amount of bond or security pledged at the time of the largest cash balance (excluding F.D.I.C. coverage) 9. The water district's taxes were collected by a district employee. 10. Was the tax assessor-collector bonded as required by law? 11. What was: a. The ta?c assessor-collected bonded for? b. The greatest amount of the district's taxes in the tax assessor-collector's possession at any one time? c. The frequency of tax receipts deposits with the bonded depository? NONE $229.735 10/25/88 NONE $100.000 09130189 NONE NONE $625.608 02/28/89 X - - YES NO $ 10,000 A WEEKLY (1) Receipts are deposited as received into district accounts. TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1 QUESTIONNAIRE TO BE COMPLETED BY AUDITOR Year ended September 30, 1989 (Continued) 12. We (check one): a. Actually examined the records of the tax assessor-collector b. Received written confirmation for tax data from the tax assessor-collector c. Accepted tax data furnished by the district's administrative offices 13. Were local tax revenues (including delinquent taxes and interest and penalties on taxes) properly separated for debt service? 14. Was the water district in compliance with applicable bond resolutions, with the general or special legislation under which the district was created and with the specific statutes excerpted and included in the Legal Compliance Guidelines in Section 70-03-1 of the Water District Accounting Manual? X - YES NO X - - YES NO 15. Full and complete explanations and/or references to notes, schedules (or comments in the auditor's report letter) for responses marked (*). CERTIFICATE OF THE BOARD OF DIRECTORS Trophv Club blunicipal Utilitv District No. 1 Name of Water District Denton County We, the undersigned, do hereby certiiy that the audit report of the above-named Water District for the fiscal year ended September 30, 1989, was received by the Board of Directors on the - 13th day of December , 1989, and was reviewed and ( x) approved; ( ) disapproved at a meeting of the Board of Directors of the Water District on the - 13th day of December , 1989. - /,7; < .. , . , [.' '.;-Z:.. (7 ,: . ;.. ,7,. ;#. . .,., . ,/' Signature of Board Secretary dgnature of Board President