HomeMy WebLinkAboutM1 - Resolution No. 2012-1120A Expressing Official Intent to Reimburse with Proceeds of Oblications Issued to Finance Improvements to the Wastewater Treatement PlantRESOLUTION NO. 2012-1120A
TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1
RESOLUTION EXPRESSING OFFICIAL INTENT TO REIMBURSE WITH
PROCEEDS OF OBLIGATIONS ISSUED TO FINANCE IMPROVEMENTS
TO THE DISTRICT'S WASTEWATER TREATMENT SYSTEM DEEMED
NECESSARY TO PROVIDE WASTEWATER SERVICE TO CUSTOMERS
OF THE DISTRICT
WHEREAS, the Board of Directors of Trophy Club Municipal Utility No. 1, (the
"District") desires to finance the costs of improving, constructing, reconstruction and/or equipping of
wastewater treatment facilities as provided in Exhibit A to Resolution 2012-1120A of the District and
incorporated herein (the "Project");
WHEREAS, the District intends to finance the improving, construction, reconstruction
and/or equipping of the Project or portions of the Project with the proceeds of the sale of general
obligation bonds or other forms of debt, the interest upon which is excluded from t,lJ·oss income for federal
income tax purposes (the "Obligations"); and
WHEREAS, prior to the issuance of the Obligations the District desires to incur certain
capital expenditures (the "Expenditures") with respect to the Project fl-om available moneys of the
District; and
WHEREAS, the Board of Directors has determined that those moneys to be advanced on
and after the date hereof to pay the Expenditures are available only for a temporary period and it is
necessary to reimburse the District for the Expenditures from the proceeds of the Obligations;
WHEREAS, the District finds, considers, and declares that the reimbursement of the
District for the payment of such expenditures will be appropriate and consistent with the lawful objectives
of the District and, as such, chooses to declare its intention to reimburse itself for such payments at such
time as it issues obligations to finance the Projects, as permitted by Section 1201.042(c) of the Texas
Government Code;
NOW, THEREFORE, THE BOARD OF DIRECTORS OF TROPHY CLUB
MUNICIPAL UTILITY DISTRICT NO. 1, DOES HEREBY RESOLVE, ORDER, AND
DETERl'VIINE AS FOLLOWS:
SECTION 1. The District hereby states its intention and reasonably expects to reimburse
Project costs incurred prior to the issuance of the Obligations with proceeds of the Obligations. Exhibit B
to Resolution 2012-1120B describes the general character, type, purpose, and function ofthe Project..
SECTION 2. The reasonably expected maximum principal amount of the Obligations is
$4,000,000.
SECTION 3. This resolution is being adopted not later than 60 days a iter the
payment of the miginal Expenditures (the "Expenditures Dates or Dates").
SECTION 4. As required by Section 1201.042(c) of the Texas Government Code, all
costs to be reimbursed will be attributable to the Project, and the District will reimburse itself for such
costs promptly following the issuance of obligations issued by the District to finance the Project.
SECTION 5. This resolution is consistent with the budgetary and financial
circumstances of the District, as of the date hereof. No moneys from sources other than the Obligations
are, or are reasonably expected to be reserved, allocated on a long-tenn basis, or otherwise set aside by the
District (or any related party) pursuant to their budget or financial policies with respect to the Project
costs. To the best of our knowledge, this Board is not aware of the previous adoption of official
intents by the District that have been made as a matter of course for the purpose of reimbursing
expenditures and for which tax-exempt obligations have not been issued.
SECTION 6. This resolution is adopted as of1icial action of the District in order to
comply with Section 1201.042(c) of the Texas Government Code and any other regulations relating to the
qualification for reimbursement of District expenditures incurred prior to the date of issue of the
Obligations.
SECTION 7. All the recitals in this resolution are true and con·ect and this Board of
Directors so finds, determines and represents.
ADOPTED, SIGNED AND APPROVED this 20th day of November 2012.
Attest:
Kevin R. Carr, Board Secretary/Treasurer
TROPHY CLUB MUNICIPAL UTILITY
DISTRICT N0.1
Nick Sanders, Board President
EXIDBITA
Engineering Report by The Wallace Group
ENGINEERS
ARCHITECTS
SURVEYORS
WACO
KILLEEN
DAllAS
ROUND ROCK
Paul M. Boyer, PE, CFM
Scott A. Cahak, PE
Dan M. Flaherty, RPLS
Sean M. Flaherty, RPLS
lonny W. Gillespie, RPLS
Kevin R. Glovier, P£
George C. Jezek, AlA
David L. Marek, PE
Darrell Vickers, AlA, lEED-AP
R.E. "Bob" Wallace, PE, RPLS
Charles R. Wirtanen, PE
1825 Market Center Blvd.
Suite 440
Dallas, Texas 75207
(214) 747-3733
Fax (214) 747-7331
www.wallace-group.com
TBPE F-54
EXHIBIT A
Engineering Report by the Wallace Group
October 26, 2012
Trophy Club Municipal Utility District
100 Municipal Drive
Roanoake, TX 76262
Attn: Jennifer McKnight, District Manager
This report, its findings and its recommendations are the continuation of the work
previously authorized by the Trophy Club Municipal Utility District (TCMUD). The work
was initially authorized due to TCMUD's wastewater treatment plant (WWTP) not meeting
effluent parameters. The Wallace Group (TWG) was hired to evaluate the plant itself in
determining possible problems and solutions to these problems.
WORK COMPLETED
..
FINDINGS
Performed elevation survey of key components of the WWTP equipment in
order to study the hydraulic profile of the plant.
Performed calculations on the sizing of various units and pipe sizing per flow
requirements and loading parameters.
Conducted meetings with Jennifer McKnight and Karl Schlielig in order to
assess how the plant is currently being operated and what problems they
observe from operation and management spectrums.
1. The plant was designed with very little or no margin of error (i.e., excess capacity
above average daily hydraulic and organic loadings). The plant was originally
designed for a build-out population of 10,000. In discussions with the Carolyn
Huggins with the Town of Trophy Club Community Development Department, this
figure has been increased to 13,000-14,000 population inside the town limits.
The TCMUD has service area outside the city limits which will also likely increase
and contributes flow to the wastewater treatment facility.
2. The majority of individual unit processes appear to be adequately sized for a
population of 10,000 for which it was originally designed but as stated above, the
projected build out population has increased.
3. The original plant permit limit limits were reduced by TCEQ since the plant
became operational following its last upgrade. Consequently, the limit for BOD
and TSS was effectively reduced by almost half (i.e., BOD= 5 ppm vs. 10 ppm;
TSS = 10 ppm vs. 15 ppm), thus reducing the capacity of the original plant design.
This is reflected in the current TPDES permit. In effect, any excess capacity of the
plant was removed by the limit reduction for these parameters.
Trophy Club MUD
October 26, 2012
Page 2
4. The treatment plant must be capable of adequately accommodating both the
influent flow (approximately 0.90 MGD) and the recycle flow (1.0 MGD). The
recycle fiow is pumped back to the head of the plant in order to maintain a
sufficient concentration of activated sludge in the aeration tank so that the required
degree of treatment can be obtained in the desired time interval. The plant
currently recycles 700 gpm or approximately 1 MGD. This is in line with
recommended values of 0.5 to 1.0 times the influent flow rate. The total combined
flow of recycled plus raw wastewater meets or exceeds the capacity of the existing
plant.
5. The existing plant was designed for an organic loading of 180 mg/1. The average
loading since November of last year is 201.5 mg/1 for BOD, or approximately 12%
higher than design capacity. The influent plant BOD was recorded to hit the high
level of 238 mg/1 in the month of April of 2012, over 32% above the design
capacity of the plant.
6. The existing splitter box was apparently constructed too high, relative to the
aeration basins. The adjustable weirs must be operated at their lowest position to
keep the aeration basins from overflowing. Even at their lowest positions, the
result is that the aeration basins operate at a surcharged water surface elevation.
This increased water surface elevation in the aeration basins results in "short
circuiting" of the wastewater flow. Wastewater is allowed to flow over the top of
the walls, thus resulting in reduced detention time and treatment within the
aeration basins. The increased water surface elevation is also the reason the weir
walls in the aeration basins are typically under water.
7. TCEQ requirements state the walls of the aeration basins should have a minimum
of 18 inches of freeboard (i.e., the wall height above the normal water surface
operating elevation). The existing basins' walls do not possess the necessary
freeboard. Any major renovation of the plant would require that the walls of the
aeration basins be raised to be in compliance with this requirement and reduce the
continual short circuiting resulting in fiow passing over the internal basin walls
8. The existing treatment plant contains only two aeration basins. This results in two
major limitations to the plant. First, there is presently no ability to take one
aeration basin off-line for service and/or repair because the treatment capacity of
the plant would be reduced by half, thus resulting in the plant being out of
compliance. Second, the existing treatment capability of the plant is at or below
capacity. This is compounded by the fact that the plant was designed to treat an
organic loading of 180 mg/L. On days when flows and organic loading are well
below design capacity, there generally is no compliance problem meeting permit
requirements. However, on days when flows and/or organic loadings near or
exceed the plant's design capacity, the plant exceeds its permit limits.
Trophy Club MUD
October 26, 2012
Page 3
9. The tertiary filters possess inadequate capacity to meet the hydraulic requirements
when plant fiows are well below the plant's design limits. Consequently, the plant
must continually bypass a portion of flow in order to not surcharge the filters. In
addition, with only two tertiary filters there is presently no ability to take one filter
off-line for service and/or repair without reducing the treatment capacity of the
plant to remove TSS to the level required by the TPDES permit, thus further
risking the plant being out of compliance for solids removal.
10. Return activated sludge (RAS) pumping and waste activated sludge (WAS)
pumping require some modifications to the pump stations in order to provide more
capacity and flexibility in operations, thus allowing the operating staff the ability to
vary the amount of sludge wasting and the amount of sludge returned to the
aeration treatment basins with the strength of wastewater entering the plant.
Primarily this will be comprised of replacing some pumps and reconfiguring valves
and piping. Based on cursory information, it appears the existing wet well
structures are salvageable.
11. The effluent pump station and valving requires modification to prevent surcharging
in the UV disinfection chamber. Currently, when flows are near capacity the UV
channel surcharges due to inadequate pumping capacity of the pump station and
limitations of the existing slide/sluice gates.
12. Provisions for routine and/or emergency maintenance do not appear to have been
addressed in the original design. For example, if one of the aeration basins is
taken out of service for repair, the second basin is already operating at its
maximum flow and in some cases is already short circuiting, thus resulting in
failure of the plant to meet its effluent permit parameters. This problem also
occurs with the tertiary filters.
POSSIBLE CORRECTIVE MEASURES:
1. Based on field survey elevations taken at the plant, it appears the best method to
solve the splitter box elevation problem is to raise the walls of the aeration basins.
Elevations show the water surface elevations (WSE) of the aeration basins could
be raised by raising the walls of the basins and still allow the bioselector and other
upstream units to work as they were designed.
2. A third aeration basin should be constructed to increase the capacity of the plant
to better meet the hydraulic and organic treatment requirements stipulated in the
plant's TPDES permit.
3. A third tertiary filter and basin should be constructed to increase the capacity of
the plant for meeting TSS removal, and provide more redundancy to allow the staff
to remove one filter from service for short periods of time.
Trophy Club MUD
October26, 2012
Page4
4. Modify the RAS and WAS pump stations to increase capacity and improve
operations by replacing select pumps, piping and valves.
5. Modify the effluent pump station to increase capacity and improve operations by
replacing select pumps, piping, valves, gates and meters.
6. The belt filter press appears to be sized correctly but is not operating efficiently
due to apparent insufficient water pressure in the filter press operations. A
different polymer could possibly be used to increase the efficiency and/or replace
the booster pump in the water supply system to increase the water pressure.
Trophy Club MUD
October 26, 2012
Page 5
RECOMMENDATIONS:
1. The above list findings and solutions are necessary for the plant to operate more
efficiently and to reduce the occurrence of violations to TPDES permit
requirements. The treatment plant has been operating more efficiently lately with
fewer permit violations due primarily to two factors: One, the diligence and
knowledge of the operational staff has resulted in vastly improved plant operations
and efficiencies. Second, the plant has been operating for the past numerous
months in a moderate drought. This means very little inflow and infiltration (1/1) has
occurred that would normally add additional flow to the plant and tax it even
further. Consequently, as the population continues to exceed the 10,000 level for
which the plant was designed and the rains return to the area, the plant is likely to
experience more frequent permit violations. Therefore, we recommend long-term
fixes to the plant in lieu of short-term measures which will result in intermittent
violations and only delay implementing the necessary full corrective action
required for the plant to operate consistently within permit limits.
2. This investigation is a cursory review of the plant to identify apparent issues and
possible corrective actions required to improve the plant operations. We
recommend that prior to the above listed possible corrective measures being
taken, that the TCMUD perform a detailed needs assessment of each unit process
on the plant. This information would be described in detail in a Preliminary
Engineering Report outlining the findings and necessary plant improvements
required for the plant to adequately address both the short term and long term
demands and requirements of the plant. This would include assessing such
parameters as population forecasts, wastewater strength and organic loadings,
and capacities of each unit process at the plant.
3. There are still several unknowns and variable items which preclude the
determining of firm costs for the needed improvements. Based on our experience,
"rough" budget costs would be in the range of $1.5 million to $3.0 million. These
numbers are very preliminary and can change after the Preliminary Engineering
Report is completed and after discussions with the TCEQ. The Preliminary
Engineering Report will define the actual improvements, alternatives and
associated costs with the proposed improvements and after reviewed by the
TCMUD, will be submitted to the TCEQ for their review
4. The Preliminary Engineering Report is the next step in the process. As stated
above, upon completion of the Report and after review by the TCMUD, the Report
will be presented to the TCEQ for review. The TCEQ will review the various
improvements and decide as to whether the improvements will require a major or
minor permit amendment. Usually the major amendment is a result of revising the
effluent parameters. Based on the current low permit effluent parameters, it is
Trophy Club MUD
October 26, 2012
Page 6
doubtful these limits will be revised. After review by TCEQ, final design of the
project based on the Preliminary Engineering Report and TCEQ comments can
proceed. After the final design documents are completed and again reviewed and
approved by the TCEQ, bidding of the project and construction can begin. It is
very likely, the TCEQ will require a time schedule to be included in its consent
order with the TCMUD.
We understand the funding limitations that the TCMUD currently faces. As a result, we
recommend that at a minimum the above corrective measures be implemented by the
Board. While it will be beneficial to implement some of these improvements now and
schedule others for later to minimize the initial costs to the TCMUD, this approach will not
fully address the needs facing the wastewater treatment plant, and will result in continued
permit violations, especially as a more typical rainfall pattern returns to our area and the
TCMUD treatment population continues to grow. We have the experience and ability to
assist the TCMUD with pursuing optional financing mechanisms to fund the necessary
improvements.
Sincerely,
Kevin R Glovier, P.E.
Project Manager
The Wallace Group
CERTIFICATE FOR RESOLUTION 2012-1120A
STATE OF TEXAS §
COUNTY OF DENTON §
COUNTY OFT ARRANT §
I, the undersigned Secretary of TROPHY CLUB MUNICIPAL UTILITY DISTRICT NO. 1, TROPHY
CLUB, TEXAS (the "District"), hereby certify as follows:
1. The Board of Directors of Trophy Club Municipal Utility District No. 1 convened in a meeting on
the 20th day ofNovember, 2012, at the designated meeting place, and the roll was called ofthe duly
constituted directors of said Board, to-wit:
Nick Sanders, President
Jim Thomas, Vice President
Kevin Carr, Secretary/Treasurer
Bill Armstrong, Director
Jim Moss, Director
and all of said persons were present, except the following absentees: (/; ,
thus constituting a quorum. Whereupon, among other business, the following was transacted at said
Meeting: a written
RESOLUTION EXPRESSING OFFICIAL INTENT TO REIMBURSE WITH
PROCEEDS OF OBLIGATIONS ISSUED TO FINANCE IMPROVEMENTS TO
THE DISTRICT'S WASTEWATER TREATMENT SYSTEM DEEMED
NECESSARY TO PROVIDE WASTEWATER SERVICE TO CUSTOMERS OF
THE DISTRICT
was duly read. It was then duly moved and seconded that said Resolution be adopted; and, after due
discussion, said motion, carrying with it the adoption of said Resolution, prevailed and carried by
the following vote:
A YES: -5-NOES: _JZ2_ ABSTENTIONS: _0_
2. A true, full, and correct copy of the aforesaid Resolution 20 12-1120A adopted at the Meeting
described in the above and foregoing paragraph is attached to and follows this Certificate; said
Resolution has been duly recorded in said District's minutes of said Meeting; the above and
foregoing paragraph is a true, full, and correct excerpt from said Board of Director's minutes of said
Meeting pertaining to the adoption of said Resolution; the persons named in the above and
foregoing paragraph are the duly chosen, qualified, and acting officers and members of said District
Board of Directors as indicated therein; each of the officers and members of said Board of Directors
was duly and sufficiently notified officially and personally, in advance, of the time, place, and
purpose of the aforesaid Meeting, and that said Resolution would be introduced and considered for
adoption at said Meeting; and said Meeting was open to the public, and public notice of the time,
place, and purpose of said Meeting was given, all as required by Chaf{,r\ HJ 1lexas Government
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